It’s not news that we are in the midst of a challenging economic environment. Many companies are struggling to navigate rough waters, stay nimble and keep their budgets in line. While there are many ...

The lengths to which a company goes to strengthen its compliance program in the face of a government investigation can make a big difference in the outcome—sometimes to the tune of tens of millions of ...

The urgency for companies to maintain effective compliance programs has never been greater. Civil liability exists for boards of directors that fail to exercise appropriate oversight of compliance, ...

The DOJ recently updated the Evaluation of Corporate Compliance Programs to direct prosecutors who are considering charges or resolutions to assess how a company addresses, among other topics, ...

As the regulatory state has expanded, governance, risk management, and compliance (GRC) has become a major new field of expertise with its own methods of critical thinking, risk assessment, and ...

In today’s increasingly complex regulatory environment, organizations across many industries face escalating scrutiny from government enforcement agencies. These agencies are no longer evaluating ...

In the world of investment company compliance, one can have all of the essential elements of a great compliance program, but without the intangible ingredient of a highly-experienced and attentive ...

The second-largest U.S. bank provided an update to investors about the consent order issued by the OCC in 2024, saying a ...

Advanced, Inc., a national provider of cybersecurity and compliance services, today announced the completion of a coordinated SOC 2 Type 2 examination, HIPAA assessment, and penetration testing ...

Giovanni Gallo is the co-CEO of ComplianceLine. Views are the author's own. A new year is finally here, and many of us are making moves that will build our businesses. Some are planning to add clients ...

Employees make hundreds of decisions every day that can expose your organization to legal, financial and reputational risk. A well-designed ...